Kristin C. Sullivan
Professional summary
Kristin Claire Sullivan, CFP®, who also goes by Kristi Mouton, Kristin Claire Mouton, is a registered financial advisor currently at SULLIVAN FINANCIAL PLANNING, LLC located in Englewood, Colorado.
Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kristin has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Claire Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
January 25, 2008 - Present
SULLIVAN FINANCIAL PLANNING, LLC
April 2, 2012 - May 10, 2018
STRATEGIES CAPITAL MANAGEMENT
November 16, 2010 - March 22, 2013
STRATEGIES INVESTMENT MANAGEMENT, LLC
February 14, 2007 - June 15, 2007
PACIFIC WEST FINANCIAL CONSULTANTS INC
February 14, 2007 - June 15, 2007
PACIFIC WEST SECURITIES, INC.
January 13, 2000 - February 15, 2007
STRATEGIC ADVISERS LLC
April 20, 1998 - February 15, 2007
FIDELITY BROKERAGE SERVICES LLC
January 3, 1997 - April 9, 1998
ONE ORCHARD EQUITIES, INC.
February 15, 1996 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/25/2008)
Exams
Current Firm
SULLIVAN FINANCIAL PLANNING, LLC
CRD#: 145349 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
