Michael B. Gayner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Beau Gayner was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 4 firms and has passed the Series 65, Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2022 - September 13, 2024
REGENTS PARTNERS, LLC
June 9, 2021 - November 7, 2022
FORESIGHT WEALTH MANAGEMENT, LLC
July 8, 2002 - January 16, 2004
UNX LLC
January 21, 2002 - June 25, 2002
PCS SECURITIES, INC.
Primary Firm SEC Registration
REGENTS PARTNERS, LLC
CRD#: 322915 / SEC#: 801-126488
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGENTS PARTNERS, LLC
CRD#: 322915 / SEC#: 801-126488
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 405 |
| AUM (Assets Under Management) | $ 165,524,045 |
Red Flags
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