John H. Alpers
Professional summary
John Hardesty Alpers III, who also goes by John H Alpers III, John H Alpers, is a registered financial advisor currently at COSNER FINANCIAL GROUP, LLC located in Broomfield, Colorado.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Hardesty Alpers III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2020 - Present
COSNER FINANCIAL GROUP, LLC
August 5, 2020 - December 17, 2021
TRIAD ADVISORS LLC
April 17, 2008 - May 29, 2020
FINANCIAL DESIGN & MANAGEMENT, INC.
April 1, 2008 - June 3, 2020
GENEOS WEALTH MANAGEMENT, INC.
January 1, 1999 - December 31, 2011
GATEWAY FINANCIAL STRATEGIES LLC
March 26, 1997 - April 25, 2008
OSAIC WEALTH, INC.
February 5, 1996 - March 10, 1997
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
COSNER FINANCIAL GROUP, LLC
CRD#: 147942 / SEC#: 801-95177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2020)
Exams
Current Firm
COSNER FINANCIAL GROUP, LLC
CRD#: 147942 / SEC#: 801-95177
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 324,481,630 |
Red Flags
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