Craig A. Joseph

OSAIC WEALTH

MARCO ISLAND, FL

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CRD#: 2704378

Professional summary

Craig Alan Joseph, who also goes by C A Joseph, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Marco Island, Florida.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Craig has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

C A Joseph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EQUITY PLANNING GROUP POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1999 ADDRESS: 4041 W. Sylvania Ave., Suite 200, Toledo OH 43623, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 2) EQUITY PLANNING GROUP POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1999 ADDRESS: 4041 W. Sylvania Ave., Suite 200, Toledo OH 43623, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3) JOSEPH BROTHERS LLC POSITION: Managing Member/ Oversee day to day operations. NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Rental Property Owner 4) JOSEPH BROTHERS REALTY POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Collect Rent 5) OSCAR JOSEPH STORES POSITION: President NATURE: Retail Store - Beverage Center INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Oversee Management Team 6) EDGEVALE INVESTMENTS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2016 ADDRESS: 3522 EDGEVALE RD, OTTAWA HILLS OH 43606-2637, United States DESCRIPTION: Purchase Lots and build new homes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Alan Joseph's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Craig Alan Joseph's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #2: 4041 W. Sylvania Avenue Suite 200, Toledo, OH 43623

RIA

CRD#: 23131

MARCO ISLAND, FL

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 4041 W. Sylvania Avenue Suite 200, Toledo, OH 43623

RIA

CRD#: 23131

TOLEDO, OH

Past

January 21, 2003 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

TOLEDO, OH

Past

July 27, 1999 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

TOLEDO, OH

Past

February 22, 1996 - July 27, 1999

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(11/2/2018)

Arizona
(11/2/2018)

California
(11/2/2018)

Colorado
(11/2/2018)

Connecticut
(11/2/2018)

Delaware
(3/26/2025)

District of Columbia
(11/2/2018)

Florida
(11/2/2018)

IAR

Florida
(3/15/2024)

Georgia
(11/2/2018)

Hawaii
(6/30/2022)

Illinois
(11/2/2018)

Indiana
(11/2/2018)

Iowa
(11/2/2018)

Kansas
(9/28/2020)

Kentucky
(11/2/2018)

Louisiana
(10/24/2024)

Maryland
(11/2/2018)

Massachusetts
(11/2/2018)

Michigan
(11/2/2018)

IAR

Michigan
(3/25/2020)

Minnesota
(11/2/2018)

Missouri
(11/2/2018)

Nebraska
(11/2/2018)

Nevada
(11/2/2018)

New Hampshire
(11/1/2021)

New Jersey
(11/2/2018)

New York
(11/2/2018)

North Carolina
(11/2/2018)

Ohio
(11/2/2018)

IAR

Ohio
(11/2/2018)

Oklahoma
(11/2/2018)

Oregon
(3/11/2021)

Pennsylvania
(11/2/2018)

South Carolina
(11/2/2018)

Tennessee
(11/2/2018)

Texas
(11/2/2018)

IAR

Texas
(12/4/2019)

Utah
(11/2/2018)

Virginia
(11/2/2018)

Wisconsin
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Craig A. Joseph

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Alan Joseph's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Craig Alan Joseph's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

CARILLON INVESTMENTS, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/1997

Series 63

Date: 4/12/1996

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1996

Series 24

Date: 10/10/2006

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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