Mary S. Rinaldi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Steimer Rinaldi, who also goes by Mary S Kirby, Mary Kirby, Mary Kirby Rinaldi, Mary N Steimer, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1996. Mary had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2010 - October 13, 2015
D.H. HILL SECURITIES, LLLP
August 9, 2007 - January 2, 2008
CETERA ADVISORS LLC
July 18, 2007 - November 11, 2008
CETERA ADVISORS LLC
September 26, 2006 - February 22, 2016
ASSET MANAGEMENT ADVISORS INC
January 21, 2005 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
March 11, 2002 - January 30, 2003
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 30, 2000 - May 11, 2001
EQUITABLE ADVISORS, LLC
February 15, 1998 - January 11, 2000
THE HUNTINGTON INVESTMENT COMPANY
February 23, 1996 - December 19, 1997
BARNETT INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
