John G. Spiers

THE MAIN STREET GROUP

Glen Allen, VA 23060

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CRD#: 2704047

Professional summary

John G Spiers, who also goes by Graham Spiers, J Spiers, John Graham Spiers, is a registered financial advisor currently at THE MAIN STREET GROUP located in Glen Allen, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. John has worked at 2 firms and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Graham Spiers | J Spiers | John Graham Spiers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John G Spiers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2019 - Present

THE MAIN STREET GROUP

Office #1: 4510 Cox Road Suite 102, Glen Allen, VA 23060

RIA

CRD#: 175502

Glen Allen, VA

Past

March 13, 2018 - November 20, 2018

THE MAIN STREET GROUP

RIA

CRD#: 175502

GLEN ALLEN, VA

Past

May 10, 2004 - February 12, 2013

WAYPOINT ADVISORS, LLC

RIA

CRD#: 115810

NORFOLK, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MAIN STREET GROUP

THE MAIN STREET GROUP | THE MAIN STREET GROUP, LTD

CRD#: 175502 / SEC#: 801-113192

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

Maryland

Registered Investment Advisory firm - (8/10/2018 Terminated)

New York

Registered Investment Advisory firm - (7/17/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (7/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (7/17/2018 Terminated)

Virginia

Registered Investment Advisory firm - (7/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 1/4/1996

National Commodity Futures Examination

Current Firm

THE MAIN STREET GROUP

THE MAIN STREET GROUP | THE MAIN STREET GROUP, LTD

CRD#: 175502 / SEC#: 801-113192

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

Maryland

Registered Investment Advisory firm - (8/10/2018 Terminated)

New York

Registered Investment Advisory firm - (7/17/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (7/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (7/17/2018 Terminated)

Virginia

Registered Investment Advisory firm - (7/17/2018 Terminated)

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Contact information

Main Address

4510 Cox Road Suite 102, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 270-4470

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (9/2/2025)

Regulatory assets under management

Total Number of Accounts	2,342
AUM (Assets Under Management)	$ 470,325,672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John G. Spiers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John G Spiers's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE MAIN STREET GROUP

THE MAIN STREET GROUP

WAYPOINT ADVISORS, LLC

Primary Firm SEC Registration

THE MAIN STREET GROUP

State Registrations and Notice Filings

Exams

Series 3

Date: 1/4/1996

Current Firm

THE MAIN STREET GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE MAIN STREET GROUP

TRUST BUT VERIFY

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