EW
Eric R. Wylie
WATERLOO CAPITAL
COLLEGE STATION, TX
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CRD#: 2703968
EW
Professional summary
Eric Ronald Wylie is a registered financial advisor currently at WATERLOO CAPITAL located in College Station, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Eric has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 31 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CORPS OF CADETS ASSOCIATION MEMBER, BOARD OF DIRECTORS SINCE 01/2023 NOT INVESTMENT RELATED TEXAS A&M ASSOCIATION OF FORMER STUDENTS CLASS AGENT AND REPRESENTATIVE AT LARGE SINCE 03/2023 NOT INVESTMENT RELATED GREATER BRAZOS PARTNERSHIP COMMITTEE CHAIR FOR INVEST GREATER BRAZOS SINCE 04/2024 NOT INVESTMENT RELATED BRYAN/COLLEGE STATION CHAMBER OF COMMERCE COMMITTEE MEMBER SINCE 01/1994 NOT INVESTMENT RELATED A&M UNITED METHODIST CHURCH COMMITTEE MEMBER SINCE 01/2001 NOT INVESTMENT RELATED COLLEGE STATION ISD DISTRICT EDUCATION IMPROVEMENT COMMITTEE MEMBER SINCE 08/2022 NOT INVESTMENT RELATED STATE BAR OF TEXAS GRIEVANCE COMMITTEE MEMBER SINCE 09/2022 NOT INVESTMENT RELATED STEVE COOKE SCOTTICH RITE CLUB TREASURER SINCE 01/2015 NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Eric Ronald Wylie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2025 - Present
WATERLOO CAPITAL
RIA
CRD#: 133705
COLLEGE STATION, TX
Past
November 17, 2011 - April 3, 2025
ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, L.L.C.
RIA
CRD#: 159503
COLLEGE STATION, TX
Past
April 24, 2001 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
February 22, 1996 - January 17, 1997
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2801 Via Fortuna Suite 250, Austin, TX 78746
Mailing Address
Phone number
(512) 777-5900
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,775 |
| AUM (Assets Under Management) | $ 1,686,618,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
