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DL

David S. Lissek

MCINTYRE CAPITAL PARTNERS
New York, NY 10019
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CRD#: 2703943
DL

Professional summary


David Samuel Lissek is a registered financial professional currently at MCINTYRE CAPITAL PARTNERS, LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 31 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Samuel Lissek's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 23, 2022 - Present

MCINTYRE CAPITAL PARTNERS, LLC

Office #1: 3 Columbus Circle 15th Floor, New York, NY 10019
BD
CRD#: 148521
New York, NY
Past

June 6, 2019 - June 14, 2019

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA
Past

June 1, 2015 - April 4, 2016

MUNDOVAL CAPITAL MANAGEMENT, INC.

RIA
CRD#: 132553
LA JOLLA, CA
Past

February 9, 2011 - March 28, 2012

INTER SECURITIES LTD.

BD
CRD#: 40733
SAN FRANCISCO, CA
Past

April 4, 2003 - February 22, 2006

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
SAN FRANCISCO, CA
Past

February 23, 1996 - July 1, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/17/2022)
RR
California
(9/26/2022)
RR
Colorado
(3/28/2024)
RR
Connecticut
(5/2/2024)
RR
Illinois
(7/24/2024)
RR
New York
(12/1/2022)
RR
Texas
(5/1/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 9/6/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/22/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 5/7/1996
Futures Managed Funds Examination
SRO Registrations
RR
FINRA

Current Firm


MC
MCINTYRE CAPITAL PARTNERS, LLC
CEDI CAPITAL MARKETS, LLC | TRILIAD SECURITIES, LLC | MCINTYRE CAPITAL PARTNERS, LLC | GOTHAM CAPITAL ADVISORS

CRD#: 148521 / SEC#: , 8-68040

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
3 Columbus Circle 15th Floor, New York, NY 10019
Mailing Address
3 Columbus Circle 15th Floor, New York, NY 10019
Phone number
(646) 450-3554
Established
Washington since 05/21/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
THE MCINTYRE COMPANIES, LLCMEMBER
MCPHEDRAN, DAVID ALEXANDERCCO, EXECUTIVE REPRESENTATIVE4647596

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCINTYRE CAPITAL PARTNERS, LLC

CRD#: 148521New York, NY 10019

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