Kenneth B. Hartung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Bradley Hartung was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1996. Kenneth had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 31 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2012 - April 2, 2014
JHS CAPITAL ADVISORS, LLC
June 11, 2010 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
April 28, 2000 - November 7, 2001
RAYMOND JAMES & ASSOCIATES, INC.
August 12, 1999 - May 3, 2000
MORGAN STANLEY DW INC.
February 3, 1996 - August 27, 1996
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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