Ryan M. Gainor
Professional summary
Ryan Michael Gainor was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ryan is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Ryan had worked at 4 firms, which includes CAPSTONE INVESTMENTS, RAYMOND JAMES FINANCIAL SERVICES INC., ROBERT THOMAS SECURITIES INC, MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2001 - February 19, 2004
CAPSTONE INVESTMENTS
June 23, 1999 - February 19, 2004
CAPSTONE INVESTMENTS
January 4, 1999 - June 21, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 2, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
March 8, 1996 - September 4, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPSTONE INVESTMENTS
CRD#: 41400 / SEC#: , 8-49400
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
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