Julie Ann Hepburn
Professional summary
Julie Ann Hepburn, who also goes by Julie Ann Hepburn, Julie Ann Thompson, is a registered financial advisor currently at BULL HARBOR CAPITAL LLC. located in Chicago, Illinois.
Julie Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Julie Ann has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Julie Ann Hepburn's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2023 - Present
BULL HARBOR CAPITAL LLC.
February 23, 2022 - October 3, 2023
PL WEALTH ADVISORS, LLC
June 1, 2018 - June 1, 2021
PROSPERITY ECONOMICS PARTNERS, LLC
March 14, 2002 - April 30, 2007
PARK AVENUE SECURITIES LLC
March 21, 1996 - March 1, 2002
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
BULL HARBOR CAPITAL LLC.
CRD#: 324995 / SEC#: 801-127531
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/23/2023)
(10/25/2023)
(10/23/2023)
(11/6/2023)
(10/25/2023)
(10/25/2023)
(10/24/2023)
(10/25/2023)
Exams
Current Firm
BULL HARBOR CAPITAL LLC.
CRD#: 324995 / SEC#: 801-127531
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,759 |
| AUM (Assets Under Management) | $ 343,999,497 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
