Michael A. Picone
Professional summary
Michael Anthony Picone was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Michael had worked at 4 firms, which includes HUDSON SECURITIESINC., A.B. WATLEY INC., MARSH & MCLENNAN SECURITIES CORPORATION, BBVA SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2005 - November 17, 2005
HUDSON SECURITIES,INC.
January 9, 2003 - February 3, 2004
A.B. WATLEY, INC.
July 9, 1999 - March 25, 2002
MARSH & MCLENNAN SECURITIES CORPORATION
December 10, 1996 - June 16, 1999
BBVA SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
HUDSON SECURITIES,INC.
CRD#: 10467 / SEC#: , 8-30639
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RODMAN RENSHAW CAPITAL GROUP, INC. | HOLDING COMPANY | |
| HECHLER, RANDY JAY | CCO, DIRECTOR OF COMPLIANCE | 2292597 |
Disclosures
| Regulatory Event | 26 |
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