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MJ

Mahmud Jetha

ERNST & YOUNG INVESTMENT ADVISERS LLP
Marietta, GA
Some features on this profile are disabled
CRD#: 2703776
MJ

Professional summary

Mahmud Jetha, CFP® is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Marietta, Georgia.

Mahmud is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mahmud has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mahmud Jetha's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

June 19, 2018 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #2: 201 Franklin Street Ste 2400, Tampa, FL 33602
RIA
CRD#: 110921
Marietta, GA
Past

March 18, 2015 - June 11, 2018

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA
CRD#: 126514
ALPHARETTA, GA
Past

March 10, 2015 - June 11, 2018

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BD
CRD#: 126514
ALPHARETTA, GA
Past

July 6, 2011 - March 21, 2013

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
MARIETTA, GA
Past

June 22, 2011 - March 21, 2013

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
MARIETTA, GA
Past

October 13, 2010 - July 6, 2011

PROACTIVE WEALTH STRATEGIES, LLC

RIA
CRD#: 142646
MARIETTA, GA
Past

April 5, 2007 - July 13, 2010

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
SAN ANTONIO, TX
Past

April 2, 2007 - July 13, 2010

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
SAN ANTONIO, TX
Past

January 1, 2007 - March 23, 2007

BEY-DOUGLAS, LLC INVESTMENT COUNSEL

RIA
CRD#: 108856
MARIETTA, GA
Past

December 14, 2005 - December 31, 2006

BEY-DOUGLAS, LLC INVESTMENT COUNSEL

RIA
CRD#: 108856
MARIETTA, GA
Past

March 15, 2005 - October 19, 2005

TD AMERITRADE, INC.

RIA
CRD#: 7870
ROSWELL, GA
Past

March 11, 2005 - October 19, 2005

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

September 14, 2004 - January 3, 2005

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
ATLANTA, GA
Past

May 21, 2004 - January 3, 2005

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

August 7, 2001 - February 20, 2004

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

May 15, 1996 - May 31, 2001

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(8/2/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/13/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/18/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/11/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/14/1996
Investment Company Products/Variable Contracts Representative Examination

Current Firm

E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

CRD#: 110921Marietta, GA

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