Mahmud Jetha

ERNST & YOUNG INVESTMENT ADVISERS LLP

Marietta, GA

Some features on this profile are disabled

CRD#: 2703776

Professional summary

Mahmud Jetha, CFP® is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Marietta, Georgia.

Mahmud is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mahmud has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mahmud Jetha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 19, 2018 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #2: 201 Franklin Street Ste 2400, Tampa, FL 33602

RIA

CRD#: 110921

Marietta, GA

Past

March 18, 2015 - June 11, 2018

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

ALPHARETTA, GA

Past

March 10, 2015 - June 11, 2018

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

ALPHARETTA, GA

Past

July 6, 2011 - March 21, 2013

INVEST FINANCIAL CORPORATION

CRD#: 12984

MARIETTA, GA

Past

June 22, 2011 - March 21, 2013

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

MARIETTA, GA

Past

October 13, 2010 - July 6, 2011

PROACTIVE WEALTH STRATEGIES, LLC

RIA

CRD#: 142646

MARIETTA, GA

Past

April 5, 2007 - July 13, 2010

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

April 2, 2007 - July 13, 2010

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

January 1, 2007 - March 23, 2007

BEY-DOUGLAS, LLC INVESTMENT COUNSEL

RIA

CRD#: 108856

MARIETTA, GA

Past

December 14, 2005 - December 31, 2006

BEY-DOUGLAS, LLC INVESTMENT COUNSEL

RIA

CRD#: 108856

MARIETTA, GA

Past

March 15, 2005 - October 19, 2005

TD AMERITRADE, INC.

RIA

CRD#: 7870

ROSWELL, GA

Past

March 11, 2005 - October 19, 2005

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

September 14, 2004 - January 3, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ATLANTA, GA

Past

May 21, 2004 - January 3, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 7, 2001 - February 20, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 15, 1996 - May 31, 2001

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/14/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094

Mailing Address

Phone number

(800) 273-0588

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mahmud Jetha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mahmud Jetha's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

PROACTIVE WEALTH STRATEGIES, LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

BEY-DOUGLAS, LLC INVESTMENT COUNSEL

BEY-DOUGLAS, LLC INVESTMENT COUNSEL

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ERNST & YOUNG INVESTMENT ADVISERS LLP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2004

Series 63

Date: 4/18/1996

SIE

Date: 6/11/2018

Series 7

Date: 6/23/2004

Series 6

Date: 5/14/1996

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

TRUST BUT VERIFY

Similar Advisors