Scott E. Kyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Edwards Kyle was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1996. Scott had worked at 12 firms and has passed the Series 63, Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2023 - September 20, 2024
EMPOWER ADVISORY GROUP, LLC
December 3, 2018 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
August 19, 2014 - December 18, 2014
PAULSON INVESTMENT COMPANY LLC
December 9, 2013 - August 18, 2014
PAULSON INVESTMENT COMPANY LLC
August 2, 2012 - December 7, 2013
EQUUS FINANCIAL CONSULTING LLC
June 14, 2010 - July 3, 2012
ADVANCED EQUITIES, INC.
June 3, 2010 - July 3, 2012
ADVANCED EQUITIES, INC.
December 12, 2007 - July 9, 2008
HENNION & WALSH ASSET MANAGEMENT, INC.
December 10, 2007 - July 9, 2008
HENNION & WALSH, INC.
June 7, 2007 - December 10, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 20, 2007 - December 10, 2007
WELLS FARGO CLEARING SERVICES, LLC
August 19, 2002 - February 2, 2007
FISHER INVESTMENTS
January 16, 1997 - August 27, 2002
OSAIC WEALTH, INC.
February 9, 1996 - June 26, 1996
IDS LIFE INSURANCE COMPANY
February 9, 1996 - June 26, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
