Walter E. Moore

APPALOOSA WEALTH MANAGEMENT LLC

Independence, OH 44131

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CRD#: 2703710

Professional summary

Walter English Moore, CFP® is a registered financial advisor currently at APPALOOSA WEALTH MANAGEMENT LLC located in Independence, Ohio.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Walter has worked at 6 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Investment Planning

Estate Planning

Comprehensive Financial Planni...

Insurance Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/11/2007 - NON-VARIABLE INSURANCE - SOLICITING AND WRITING BUSINESS FOR TERM, WHOLE LIFE, UNIVERSAL LIFE. - 8% TIME SPENT - CLEVELAND, OH. I AM A TRUSTEE FOR A FAMILY FOUNDATION IN MICHIGAN. 2. 05/11/2007 - DBA ONLY - PLANNED FINANCIAL SERVICES - TIME SPENT 95% - CLEVELAND, OH. 3. 5/15/2007 - REGISTERED INVESTMENT ADVISOR - PLANNED FINANCIAL SERVICES - RIA - CLEVELAND, OH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter English Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

January 31, 2014 - Present

APPALOOSA WEALTH MANAGEMENT LLC

Office #1: Crown Centre 5005 Rockside Road Suite 600, Independence, OH 44131

RIA

CRD#: 169935

Independence, OH

Past

May 14, 2007 - February 5, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLEVELAND, OH

Past

May 11, 2007 - February 5, 2014

LPL FINANCIAL LLC

CRD#: 6413

CLEVELAND, OH

Past

April 20, 2007 - December 19, 2016

RETURN ON LIFE WEALTH PARTNERS

RIA

CRD#: 112879

CLEVELAND, OH

Past

March 18, 2003 - December 13, 2006

OWNERSHIP ADVISORS, INC.

RIA

CRD#: 109801

CLEVELAND, OH

Past

October 18, 1999 - February 21, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLEVELAND, OH

Past

September 21, 1999 - February 21, 2007

LPL FINANCIAL LLC

CRD#: 6413

CLEVELAND, OH

Past

March 2, 1998 - November 23, 1998

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 5, 1996 - March 2, 1998

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/31/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/25/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/13/1996

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/2/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

APPALOOSA WEALTH MANAGEMENT LLC

APPALOOSA WEALTH MANAGEMENT LLC | MOORE, WALTER E

CRD#: 169935 / SEC#:

Ohio

Registered Investment Advisory firm - (1/30/2014 Approved)

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Contact information

Main Address

Crown Centre 5005 Rockside Road Suite 600, Independence, OH 44131

Mailing Address

Phone number

(216) 573-3725

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	214
AUM (Assets Under Management)	$ 84,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Walter E. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter English Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RETURN ON LIFE WEALTH PARTNERS

OWNERSHIP ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

VESTAX SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/13/1996

Series 7

Date: 2/25/1998

Series 22

Date: 2/13/1996

Series 6

Date: 2/2/1996

Current Firm

APPALOOSA WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

APPALOOSA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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