Christine L. Carleton

TRUEPOINT

Blue Ash, OH 45242

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CRD#: 2703600

Professional summary

Christine Lynn Carleton, CFP®, who also goes by Christine Lynn Crosier, is a registered financial advisor currently at TRUEPOINT, INC. located in Blue Ash, Ohio.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Christine has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christine Lynn Crosier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Lynn Carleton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

May 18, 2016 - Present

TRUEPOINT, INC.

Office #1: 9999 Carver Road, Blue Ash, OH 45242

RIA

CRD#: 105664

Blue Ash, OH

Past

November 15, 2000 - January 8, 2014

ASSET ADVISORY GROUP INC

RIA

CRD#: 107929

CINCINNATI, OH

Past

August 11, 2000 - June 11, 2001

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

February 19, 1999 - August 11, 2000

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

January 9, 1998 - December 16, 1998

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

March 12, 1996 - November 5, 1997

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUEPOINT, INC.

CRD#: 105664 / SEC#: 801-25433

RIA

Registered Investment Advisory firm - (10/25/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/1996

General Securities Representative Examination

Current Firm

TRUEPOINT, INC.

CRD#: 105664 / SEC#: 801-25433

RIA

Registered Investment Advisory firm - (10/25/1985 Approved)

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Contact information

Main Address

9999 Carver Road Suite 200, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 792-6648

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMMAS - ADV PART 2A (7/31/2025)

TRUEPOINT WEALTH - ADV PART 2A (3/31/2025)

TRUEPOINT INSTITUTIONAL - ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	9,863
AUM (Assets Under Management)	$ 5,391,465,030

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2026	Cover Page	Report
07/08/2024	Cover Page	Report
10/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Christine L. Carleton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Lynn Carleton's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET ADVISORY GROUP INC

VESTAX SECURITIES CORPORATION

THE CONCORD EQUITY GROUP, LLC

ADVANTAGE CAPITAL CORPORATION

OSAIC FS, INC.

Primary Firm SEC Registration

TRUEPOINT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/1997

Series 7

Date: 3/11/1996

Current Firm

TRUEPOINT, INC.

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUEPOINT, INC.

TRUST BUT VERIFY

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