Charles E. Kinnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Evans Kinnick, who also goes by Chuck Kinnick, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1974. Charles had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1984 - November 30, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 28, 1981 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
August 1, 1974 - July 5, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 1, 1974 - July 5, 1989
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/25/1974
Registered Representative ExaminationCurrent Firm
INTEGRATED RESOURCES EQUITY CORPORATION
CRD#: 6403 / SEC#: , 8-15459
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
