Maurice T. Kinney
Professional summary
Maurice Thomas Kinney is a registered financial professional currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri.
Maurice is registered as a RR (Registered Representative) and started their career in finance in 1970. Maurice has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maurice Thomas Kinney's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2018 - Present
VESTECH SECURITIES, INC.
Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141April 21, 2017 - July 24, 2017
VESTECH SECURITIES, INC.
November 14, 2003 - July 27, 2016
OAKBRIDGE FINANCIAL SERVICES
June 23, 1993 - November 13, 2003
SMITH, MOORE & CO.
August 25, 1989 - June 10, 1993
PRUDENTIAL EQUITY GROUP, LLC
December 6, 1974 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
August 10, 1970 - December 29, 1974
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2018)
(1/6/2018)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 4/25/1970
Registered Representative ExaminationFINRA
Current Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
VESTECH SECURITIES, INC.
CRD#: 41409St. Louis, MO 63141TRUST BUT VERIFY
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