Robert J. Ewing
Professional summary
Robert Joseph Ewing, who also goes by Robert Joseph Ewing Mr., is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in West Des Moines, Iowa.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Ewing's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
February 19, 2015 - March 17, 2023
HORNOR, TOWNSEND & KENT, LLC
August 22, 2003 - February 9, 2015
RBC CAPITAL MARKETS, LLC
July 16, 2003 - August 4, 2003
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2023)
Exams
Series 52TO
Date: 3/20/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
