James L. Kinneston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Louis Kinneston was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1972. James had worked at 2 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 1972 - February 26, 1974
HERBERG & CUMMINGS ASSOCIATES INC
April 13, 1972 - October 24, 2018
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/6/1972
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
