Brendan M. O'connor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Michael O'connor, who also goes by Brendan Michael Oconnor, was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 1996. Brendan had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2008 - March 30, 2016
GENESIS GLOBAL TRADING, INC
December 7, 2000 - February 23, 2004
SANFORD C. BERNSTEIN & CO., LLC
April 15, 1996 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GENESIS GLOBAL TRADING, INC
CRD#: 136962 / SEC#: , 8-67055
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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