Joshua A. Massey

MASSEY, JOSHUA

Ipswich, MA

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CRD#: 2703154

Professional summary

Joshua Alan Massey, who also goes by Joshua Massey, is a registered financial advisor currently at MASSEY, JOSHUA located in Ipswich, Massachusetts.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Joshua has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Massey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A MEMBER OF CAMERON-ELMWOOD REALTY, LLC. THE LLC OWNS AN OFFICE BUILDING AS A REAL ESTATE INVESTMENT. THE ADDRESS IS C/O RICARDO DUMONT 26 BLOSSOM STREET, LEXINGTON, MA. I STARTED AS A MEMBER IN 1998 AND DEVOTE ON AVERAGE 5-20 HOURS/year TO THE LLC, ALTHOUGH THIS MAY VARY WIDELY. I PROVIDE INPUT ON EXTRAORDINARY ISSUES AND LEASE NEGOTIATION, ALL SUBJECT TO THE APPROVAL OF THE MANAGER AND MEMBER RICARDO DUMONT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Alan Massey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2005 - Present

MASSEY, JOSHUA

RIA

CRD#: 132336

Ipswich, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/11/2005)

IAR

New York
(6/20/2021)

IAR

Texas
(4/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/26/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 1/19/1996

Non-Member General Securities Examination

Current Firm

MASSEY, JOSHUA

MASSEY, JOSHUA | MASSEY, JOSHUA ALAN

CRD#: 132336 / SEC#: 801-69817

RIA

Registered Investment Advisory firm - (9/12/2012 Terminated)

California

Registered Investment Advisory firm - (9/24/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/25/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/12/2012 Approved)

New York

Registered Investment Advisory firm - (9/17/2012 Approved)

Texas

Registered Investment Advisory firm - (8/12/2012 Conditional Restricted)

Utah

Registered Investment Advisory firm - (8/2/2024 Terminated)

Vermont

Registered Investment Advisory firm - (1/21/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ipswich, MA

Mailing Address

Phone number

(978) 468-2579

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	157
AUM (Assets Under Management)	$ 97,456,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua A. Massey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Alan Massey's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASSEY, JOSHUA

State Registrations and Notice Filings

Exams

Series 65

Date: 12/26/1995

Series 2

Date: 1/19/1996

Current Firm

MASSEY, JOSHUA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MASSEY, JOSHUA

TRUST BUT VERIFY

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