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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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JM

Joshua A. Massey

MASSEY, JOSHUA
Ipswich, MA
Some features on this profile are disabled
CRD#: 2703154
JM

Professional summary

Joshua Alan Massey, who also goes by Joshua Massey, is a registered financial advisor currently at MASSEY, JOSHUA located in Ipswich, Massachusetts.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Joshua has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joshua Massey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Alan Massey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2005 - Present

MASSEY, JOSHUA

RIA
CRD#: 132336
Ipswich, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(1/11/2005)
IAR
New York
(6/20/2021)
IAR
Texas
(4/13/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/26/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 1/19/1996
Non-Member General Securities Examination

Current Firm

MJ
MASSEY, JOSHUA
MASSEY, JOSHUA | MASSEY, JOSHUA ALAN

CRD#: 132336 / SEC#: 801-69817

RIA
Registered Investment Advisory firm - (9/12/2012 Terminated)
California
Registered Investment Advisory firm - (9/24/2023 Terminated)
Florida
Registered Investment Advisory firm - (8/25/2023 Terminated)
Massachusetts
Registered Investment Advisory firm - (4/12/2012 Approved)
New York
Registered Investment Advisory firm - (9/17/2012 Approved)
Texas
Registered Investment Advisory firm - (8/12/2012 Conditional Restricted)
Utah
Registered Investment Advisory firm - (8/2/2024 Terminated)
Vermont
Registered Investment Advisory firm - (1/21/2022 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Ipswich, MA
Mailing Address
Phone number
(978) 468-2579
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts124
AUM (Assets Under Management)$ 94,468,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MASSEY, JOSHUA

CRD#: 132336Ipswich, MA

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