Bernard V. Tew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Vincent Tew, who also goes by Bernard V Tew, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1996. Bernard had worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2010 - June 20, 2014
BLUEGRASS INVESTMENT MANAGEMENT, LLC
January 10, 2006 - July 10, 2006
AVM, L.P.
December 18, 2003 - July 1, 2005
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
January 4, 2002 - July 1, 2005
NYLIFE DISTRIBUTORS LLC
February 22, 1996 - April 25, 1997
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUEGRASS INVESTMENT MANAGEMENT, LLC
CRD#: 149906 / SEC#: 801-72624
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
