RB
Ronald J. Burkard
CENTAURUS FINANCIAL
SANTA ANA, CA 92705
Some features on this profile are disabled
CRD#: 2703044
RB
Professional summary
Ronald Joseph Burkard, who also goes by Ronanld Joseph Burkard, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Santa Ana, California.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Ronald has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ronanld Joseph Burkard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 92210, PROVIDING DEFERRED SALES TRUST, MEMBER, SINCE 12/12/2018, DEVOTED TIME IS 3 HOURS A MONTH, MEET WITH CLIENTS, REALTORS, BUSINESS BROKERS, ATTORNEYS AND OTHERS ASSOCIATED WITH THE SALE OF HIGHLY APPRECIATED ASSETS. 2. FOXY'S LLC, NON-INVESTMENT RELATED, 5318 E. 2ND STREET, #776, LONG BEACH, CA 90803, BUY AND HOLD REALESTATE, MEMBER, SINCE 5/1/2015, DEVOTED TIME IS 2 HRS A MONTH. 3. OWN REALESTATE, RONALD J. BURKARD, NON-INVESTMENT RELATED, 211 CLAREMONT AVE., LONG BEACH, CA 90803, 4. ACTING, ACTOR, SINCE 12/1/2015, NON INVESTMENT RELATED, DEVOTED TIME IS 2 HRS A MONTH, ACTOR IN MOVIES, TV SHOWS AND COMMERCIALS. 5. PINNACLE GROUP FINANCIAL SERVICES, NON-INVESTMENT RELATED, 3211 WEST WARNER AVE., SANTA ANA, CA 92704, DBA FOR BRANDING PURPOSES ONLY, SINCE 3/20/2014. 6. DITCH PRODUCTION, NON-INVESTMENT RELATED,211 CLAREMONT AVE., LONG BEACH, CA 90803, ACTOR IN FILM, SINCE 10/23/2012, DEVOTED TIME IS 10 HRS A MONTH, ACTING ROLE IN FEATURE LENGTH FILM. 7. A&R HOLDINGS POSITION: General Partner NATURE: Wholesale car dealership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2019 ADDRESS: 211 Claremont Ave., Long Beach CA 90803, United States DESCRIPTION: Wholesale car dealership
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Joseph Burkard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Joseph Burkard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2005 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2224 E. Santa Clara Avenue, Santa Ana, CA 92705RIA
BD
CRD#: 30833
SANTA ANA, CA
Current
March 7, 2005 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2224 E. Santa Clara Avenue, Santa Ana, CA 92705RIA
BD
CRD#: 30833
SANTA ANA, CA
Past
October 9, 2001 - March 10, 2005
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
IRVINE, CA
Past
August 27, 2001 - March 10, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
November 16, 2000 - August 21, 2001
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
January 6, 1998 - November 21, 2000
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
January 2, 1997 - September 26, 1997
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 20, 1996 - January 14, 1997
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/22/2013)
RR
Arizona(8/16/2021)
RR
California(3/7/2005)
IAR
California(3/7/2005)
RR
Colorado(3/2/2016)
RR
Georgia(1/6/2022)
RR
Hawaii(2/26/2014)
IAR
Hawaii(1/16/2015)
RR
Idaho(8/1/2017)
RR
Nevada(9/3/2019)
IAR
Nevada(5/19/2025)
RR
New York(3/7/2005)
RR
Oregon(5/18/2017)
RR
Virginia(4/14/2025)
IAR
Virginia(5/30/2025)
RR
Washington(7/22/2013)
RR
Wisconsin(7/20/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
