Patricia M. Kinnahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Marie Kinnahan was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1974. Patricia had worked at 14 firms and has passed the Series 65, Series 63, Series 5, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2003 - September 2, 2014
CAPITOL SECURITIES MANAGEMENT, INC.
March 1, 2002 - January 14, 2003
SCOTT & STRINGFELLOW, LLC
September 24, 1993 - March 25, 2002
VELASCO SECURITIES, INC.
June 4, 1991 - September 16, 1993
MORGAN STANLEY DW INC.
December 12, 1989 - October 31, 1990
GRUNTAL & CO., L.L.C.
August 5, 1986 - December 20, 1989
JANNEY MONTGOMERY SCOTT LLC
December 1, 1983 - August 7, 1986
J.C. BRADFORD & CO.
July 10, 1979 - December 20, 1983
FIRST UNION CAPITAL MARKETS CORP.
January 6, 1977 - January 12, 1979
DREXEL BURNHAM LAMBERT INCORPORATED
September 21, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
October 27, 1975 - October 22, 1976
LOEB RHOADES
February 12, 1975 - November 4, 1975
SHEARSON HAYDEN STONE INC.
July 22, 1974 - February 1, 1975
REYNOLDS SECURITIES, INC.
April 4, 1974 - August 20, 1974
W. E. HUTTON & CO.
Primary Firm SEC Registration
CAPITOL SECURITIES MANAGEMENT, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 7/1/1982
Interest Rate Options ExaminationPC
Date: 9/12/1979
AMEX Put and Call ExamSeries 1
Date: 4/2/1974
Registered Representative ExaminationCurrent Firm
CAPITOL SECURITIES MANAGEMENT, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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