Michael J. Vitulli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Vitulli was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2018 - October 9, 2020
MAXIM GROUP LLC
February 7, 2017 - July 5, 2018
SW FINANCIAL
August 4, 2016 - March 8, 2017
FIRST STANDARD FINANCIAL COMPANY LLC
March 15, 2016 - August 20, 2016
VCS VENTURE SECURITIES
November 17, 2015 - December 11, 2015
WORLD EQUITY GROUP, INC.
February 19, 2010 - November 16, 2015
AEGIS CAPITAL CORP.
March 24, 2005 - March 2, 2010
GUNNALLEN FINANCIAL, INC
March 5, 2002 - March 30, 2005
MILESTONE GROUP MANAGEMENT LLC
April 5, 2001 - March 20, 2002
SALOMON GREY FINANCIAL CORPORATION
March 12, 1999 - March 27, 2001
J.P. TURNER & COMPANY, L.L.C.
August 5, 1997 - February 22, 1999
W.J. NOLAN & COMPANY, INC.
July 3, 1996 - July 18, 1997
FIRST UNITED EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAXIM GROUP LLC
CRD#: 120708 / SEC#: , 8-65337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAXIM PARTNERS LLC | MEMBER | |
| EVANS, TIPTON HAMLIN | CHIEF COMPLIANCE OFFICER | 6118339 |
| FIORE, CHRISTOPHER JAMES | CO-PRESIDENT, DIRECTOR OF CAPITAL MARKETS | 2269479 |
| GLASSBERG, LAWRENCE COOPER | CO-HEAD OF INVESTMENT BANKING | 4813201 |
| LAROSA, PAUL GEORGE | HEAD OF SYNDICATE/ACTING DIRECTOR OF ASSET MANAGEMENT | 1900695 |
| MESSINGER, MICHAEL SPENCER | MSP | 1403506 |
| MURPHY, TIMOTHY GERARD | FINOP/CFO | 1836629 |
| SIEGEL, JAMES EDWARD | GENERAL COUNSEL | 4490472 |
| TELLER, CLIFFORD ADAM | CHIEF EXECUTIVE OFFICER/CHAIRMAN | 4631188 |
| VEERA, RITESH MOTILAL | CO-HEAD OF INVESTMENT BANKING | 4994814 |
| VENDETTI, ANTHONY VINCENT | DIRECTOR OF RESEARCH | 2574608 |
| VITALE, WILLIAM CHRISTIAN | DIRECTOR OF TRADING | 2669953 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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