Howard C. Glover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Clarke Glover IV, who also goes by Clarke Glover, H. Clarke Glover IV, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1996. Howard had worked at 4 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2017 - December 31, 2024
SEGUE INVESTMENTS, LLC
February 17, 2015 - December 31, 2016
SEGUE INVESTMENTS, LLC
February 17, 2014 - December 31, 2014
SEGUE INVESTMENTS, LLC
February 7, 2008 - December 31, 2013
SEGUE INVESTMENTS, LLC
May 1, 2007 - April 4, 2008
GLOBAL INDEX ADVISORS, INC.
May 26, 2005 - December 20, 2006
D.A. DAVIDSON & CO.
April 13, 2005 - December 20, 2006
D.A. DAVIDSON & CO.
March 11, 1996 - May 16, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEGUE INVESTMENTS, LLC
CRD#: 146414 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 9,229,964 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
