Joy L. Garland
Professional summary
Joy Lynne Garland, AIF®, who also goes by Joy Lynne Mcpeak, is a registered financial advisor currently at ROAN CAPITAL PARTNERS located in Johnson City, Tennessee.
Joy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joy has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joy Lynne Garland's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2018 - Present
ROAN CAPITAL PARTNERS
Office #1: 208 Sunset Dr. Suite #504, Johnson City, TN 37604January 17, 2017 - February 15, 2018
CETERA WEALTH SERVICES, LLC
August 20, 2014 - February 16, 2018
CWM, LLC
November 2, 2006 - July 1, 2016
GAAM WEALTH ADVISORS, INC.
June 15, 2004 - December 13, 2004
GILBERT ADVANCED ASSET MANAGEMENT, INC.
March 26, 2004 - October 30, 2015
LPL FINANCIAL LLC
June 15, 1998 - January 19, 2017
LPL FINANCIAL LLC
February 1, 1997 - February 25, 1998
INVEST FINANCIAL CORPORATION
January 19, 1996 - February 1, 1997
AMERISTAR CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/5/2018)
(2/8/2024)
Exams
Current Firm
ROAN CAPITAL PARTNERS
CRD#: 293119 / SEC#: 801-135438
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 563 |
| AUM (Assets Under Management) | $ 152,023,601 |
Red Flags
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