Patrick S. Kaser

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT

Philadelphia, PA 19103

Some features on this profile are disabled

CRD#: 2702768

Professional summary

Patrick Stanley Kaser, who also goes by Patrick S Kaser, is a registered financial advisor currently at BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC located in Philadelphia, Pennsylvania.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Patrick has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick S Kaser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Stanley Kaser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2016 - Present

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

Office #1: 1735 Market Street Suite 1800, Philadelphia, PA 19103

RIA

CRD#: 110783

Philadelphia, PA

Past

November 8, 1999 - April 5, 2002

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

August 12, 1996 - November 5, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 6, 1996 - August 21, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

CRD#: 110783 / SEC#: 801-27797

RIA

Registered Investment Advisory firm - (8/29/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/31/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/5/1996

General Securities Representative Examination

Current Firm

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

CRD#: 110783 / SEC#: 801-27797

RIA

Registered Investment Advisory firm - (8/29/1986 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1735 Market Street Suite 1800, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 609-3500

Established

Firm type

Fiscal year end

# of Employees

122

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC - FORM ADV PART 2A BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	1,060
AUM (Assets Under Management)	$ 66,447,858,097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick S. Kaser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Stanley Kaser's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGG MASON WOOD WALKER, INCORPORATED

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/1996

Series 63

Date: 6/13/1996

Series 3

Date: 5/31/2013

Series 7

Date: 6/5/1996

Current Firm

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors