John D. Minerva
Professional summary
John Daniel Minerva was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, John had worked at 5 firms, which includes NATIONAL SECURITIES CORPORATION, PHILLIP LOUIS TRADING INC., GREAT EASTERN SECURITIES INC., GRADY AND HATCH & COMPANY INC., JOSEPH STEVENS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2003 - April 22, 2004
NATIONAL SECURITIES CORPORATION
January 17, 2003 - July 8, 2003
PHILLIP LOUIS TRADING, INC.
December 20, 2001 - January 22, 2003
GREAT EASTERN SECURITIES, INC.
February 5, 2001 - December 18, 2001
GRADY AND HATCH & COMPANY, INC.
March 18, 1996 - February 14, 2001
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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