Jaye D. Hohman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaye Douglas Hohman, who also goes by Jay Hohman, was a registered financial professional .
Jaye is a previously registered financial professional and started their career in finance in 1996. Jaye had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2011 - February 29, 2012
VINING-SPARKS IBG, LLC
April 7, 2011 - October 6, 2011
COHEN & COMPANY CAPITAL MARKETS, LLC
August 11, 2010 - March 16, 2011
STORMHARBOUR SECURITIES LP
October 21, 2008 - July 9, 2010
B. RILEY WEALTH MANAGEMENT
April 3, 2003 - June 3, 2008
GREENWICH FINANCIAL SERVICES, L.L.C.
June 20, 2001 - February 3, 2003
J.P. MORGAN SECURITIES LLC
February 23, 1999 - November 20, 2000
PRUDENTIAL EQUITY GROUP, LLC
July 13, 1998 - February 22, 1999
INTERCAPITAL INTERNATIONAL INC.
March 25, 1998 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
March 25, 1998 - February 22, 1999
INTERCAPITAL GOVERNMENT SECURITIES INC.
May 23, 1996 - September 16, 1996
VANGUARD MARKETING CORPORATION
January 24, 1996 - July 23, 1996
FINANCIAL WEST GROUP
State Registrations and Notice Filings
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Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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