Matthew S. Taub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Steven Taub was a registered financial advisor .
Matthew is a previously registered financial advisor and started their career in finance in 1996. Matthew had worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2010 - June 20, 2011
GERSTEIN FISHER
May 19, 2008 - June 30, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
February 3, 2004 - June 20, 2006
BISHOP, ROSEN & CO., INC.
June 1, 2001 - January 28, 2004
WELLS FARGO CLEARING SERVICES, LLC
April 20, 2001 - January 28, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 4, 1996 - April 23, 2001
MORGAN STANLEY DW INC.
April 23, 1996 - September 21, 1996
CIBC WORLD MARKETS CORP.
January 29, 1996 - April 24, 1996
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GERSTEIN FISHER
CRD#: 118551 / SEC#: 801-60870
Contact information
Red Flags
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