Patricia M. Gammon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Maclaughlin Gammon, who also goes by Patricia Maclaughlin, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 2008. Patricia had worked at 5 firms and has passed the Series 66, SIE, Series 79, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2014 - September 24, 2018
LEXINGTON PARK CAPITAL MARKETS, LLC
January 27, 2009 - March 3, 2010
SALIENT ADVISORS, L.P.
January 27, 2009 - March 3, 2010
GHE ADVISERS, L.P.
January 27, 2009 - March 3, 2010
CYPRESS CREEK PARTNERS
December 18, 2008 - March 3, 2010
SALIENT CAPITAL L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEXINGTON PARK CAPITAL MARKETS, LLC
CRD#: 158815 / SEC#: , 8-68925
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
