Ramces Guerrero
Professional summary
Ramces Guerrero is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.
Ramces is registered as a RR (Registered Representative) and started their career in finance in 1996. Ramces has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ramces Guerrero's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2022 - Present
ATHENE SECURITIES, LLC
Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266September 23, 2019 - February 3, 2021
COREBRIDGE CAPITAL SERVICES, INC.
December 16, 2015 - September 16, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 19, 2011 - December 8, 2015
CAPITAL BROKERAGE CORPORATION
August 17, 2006 - January 24, 2011
CAPITAL BROKERAGE CORPORATION
October 8, 2004 - June 22, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 8, 2000 - September 14, 2004
EQUITABLE DISTRIBUTORS, LLC
May 2, 1996 - July 7, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 2, 1996 - July 7, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2022)
Exams
FINRA
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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Company Information
ATHENE SECURITIES, LLC
CRD#: 36867West Des Moines, IA 50266TRUST BUT VERIFY
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