FF
Frank J. Famiglietti
EATON VANCE DISTRIBUTORS
New York, NY 10036
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CRD#: 2702269
FF
Professional summary
Frank J Famiglietti, who also goes by Frank Joseph Famiglietti, Frank Famiglietti, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1996. Frank has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Frank Joseph Famiglietti | Frank Famiglietti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Frank J Famiglietti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2022 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1585 Broadway, New York, NY 10036BD
CRD#: 37731
New York, NY
Past
March 6, 2017 - January 15, 2022
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
New York, NY
Past
June 9, 2011 - March 6, 2017
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
June 9, 2009 - May 26, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 1, 2009 - March 6, 2017
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
October 5, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 21, 1997 - June 30, 2000
NEUBERGER BERMAN MANAGEMENT LLC
BD
CRD#: 5493
NEW YORK, NY
Past
February 7, 1996 - November 19, 1996
STERLING FOSTER & COMPANY, INC.
BD
CRD#: 36052
UNIONDALE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2022)
RR
Alaska(1/15/2022)
RR
Arizona(1/15/2022)
RR
Arkansas(1/15/2022)
RR
California(1/15/2022)
RR
Colorado(1/15/2022)
RR
Connecticut(1/15/2022)
RR
Delaware(1/15/2022)
RR
District of Columbia(1/15/2022)
RR
Florida(1/15/2022)
RR
Georgia(1/15/2022)
RR
Hawaii(1/15/2022)
RR
Idaho(1/15/2022)
RR
Illinois(1/15/2022)
RR
Indiana(1/15/2022)
RR
Iowa(1/15/2022)
RR
Kansas(1/15/2022)
RR
Kentucky(1/15/2022)
RR
Louisiana(1/15/2022)
RR
Maine(1/15/2022)
RR
Maryland(1/15/2022)
RR
Massachusetts(1/15/2022)
RR
Michigan(1/15/2022)
RR
Minnesota(1/15/2022)
RR
Mississippi(1/15/2022)
RR
Missouri(1/15/2022)
RR
Montana(1/15/2022)
RR
Nebraska(1/15/2022)
RR
Nevada(1/15/2022)
RR
New Hampshire(1/15/2022)
RR
New Jersey(1/15/2022)
RR
New Mexico(1/15/2022)
RR
New York(1/15/2022)
RR
North Carolina(1/15/2022)
RR
North Dakota(1/15/2022)
RR
Ohio(1/15/2022)
RR
Oklahoma(1/15/2022)
RR
Oregon(1/15/2022)
RR
Pennsylvania(1/15/2022)
RR
Puerto Rico(1/15/2022)
RR
Rhode Island(1/15/2022)
RR
South Carolina(1/15/2022)
RR
South Dakota(1/15/2022)
RR
Tennessee(1/15/2022)
RR
Texas(1/15/2022)
RR
Utah(1/15/2022)
RR
Vermont(1/15/2022)
RR
Virginia(1/15/2022)
RR
Washington(1/15/2022)
RR
West Virginia(1/15/2022)
RR
Wisconsin(1/15/2022)
RR
Wyoming(1/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EV
EATON VANCE DISTRIBUTORS, INC.
EATON VANCE DISTRIBUTORS, INC. | EV DISTRIBUTORS, INC. | EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Post Office Square, Boston, MA 02109
Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Phone number
(617) 482-8260
Established
Massachusetts since 07/15/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
