Terry C. Kingsbery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Clent Kingsbery was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1971. Terry had worked at 23 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2010 - September 7, 2012
PURSHE KAPLAN STERLING INVESTMENTS
September 21, 2010 - January 2, 2019
INVESTMENT COUNSELING SERVICES, INC.
December 11, 2009 - October 28, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
December 7, 2009 - October 28, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 12, 2008 - August 13, 2008
D.M. WEALTH MANAGEMENT, INC.
December 8, 2006 - December 10, 2009
INVEST FINANCIAL CORPORATION
December 8, 2006 - December 10, 2009
INVEST FINANCIAL CORPORATION
May 9, 2005 - August 16, 2010
FINANCIAL COUNSELING SERVICES, LLC
June 27, 2003 - December 11, 2006
CETERA INVESTMENT ADVISERS LLC
May 9, 2003 - December 11, 2006
CETERA FINANCIAL SPECIALISTS LLC
March 22, 1999 - June 17, 2003
NATIONAL PLANNING CORPORATION
March 22, 1999 - June 17, 2003
NATIONAL PLANNING CORPORATION
November 21, 1996 - February 22, 1999
SUNAMERICA SECURITIES, INC.
November 6, 1995 - October 14, 1996
INVESTMENT PROFESSIONALS, INC.
August 5, 1994 - September 22, 1995
INVEST FINANCIAL CORPORATION
April 21, 1994 - August 1, 1994
RETIREMENT INVESTMENT GROUP
December 11, 1987 - December 2, 1991
PFS INVESTMENTS INC.
October 2, 1986 - May 14, 1987
IRONWOOD SECURITIES, INC.
May 14, 1986 - January 1, 1988
CITISTREET EQUITIES LLC
July 31, 1985 - April 14, 1986
SECURITIES NETWORK, INC.
April 19, 1984 - June 6, 1985
ASSET WATCH FINANCIAL, INC.
May 6, 1983 - April 24, 1984
SENTRA SECURITIES CORPORATION
January 2, 1983 - June 1, 1983
DIVERSE FINANCIAL CORP.
May 22, 1974 - June 21, 1988
AWM SERVICES, LLC
May 19, 1971 - March 21, 1974
FUNDAMENTAL SERVICE CORPORATION
May 19, 1971 - March 21, 1974
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/13/1971
Registered Representative ExaminationCurrent Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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