Peter C. Hoffman

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CRD#: 2702028

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Charles Hoffman was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2018 - June 20, 2018

ELE ADVISORY SERVICES, INC

RIA

CRD#: 148228

Houston, TX

Past

March 21, 2018 - April 5, 2018

ELE WEALTH SOLUTIONS, INC.

CRD#: 38931

SOUTHFIELD, MI

Past

November 4, 2013 - March 19, 2018

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

HOUSTON, TX

Past

October 28, 2013 - March 19, 2018

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

HOUSTON, TX

Past

December 2, 2010 - July 16, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

HOUSTON, TX

Past

November 24, 2010 - July 16, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

HOUSTON, TX

Past

January 26, 2009 - October 27, 2009

NEW ENGLAND SECURITIES

RIA

CRD#: 615

HOUSTON, TX

Past

January 15, 2009 - October 27, 2009

NEW ENGLAND SECURITIES

CRD#: 615

HOUSTON, TX

Past

May 9, 2007 - January 15, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

HOUSTON, TX

Past

April 24, 2007 - January 15, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

HOUSTON, TX

Past

July 6, 2005 - January 5, 2006

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

HOUSTON, TX

Past

July 6, 2005 - January 5, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

August 25, 1997 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

HOUSTON, TX

Past

August 21, 1997 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 21, 1996 - February 10, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 26, 1996 - March 7, 1996

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELE ADVISORY SERVICES, INC

ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC

CRD#: 148228 / SEC#: 801-117442

RIA

Registered Investment Advisory firm - (2/10/2020 Approved)

Alabama

Registered Investment Advisory firm - (2/21/2020 Terminated)

California

Registered Investment Advisory firm - (3/22/2020 Terminated)

Florida

Registered Investment Advisory firm - (2/21/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/27/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (3/2/2020 Terminated)

Michigan

Registered Investment Advisory firm - (2/24/2020 Terminated)

Mississippi

Registered Investment Advisory firm - (2/21/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (2/26/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/21/2020 Terminated)

Utah

Registered Investment Advisory firm - (2/24/2020 Terminated)

Virginia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/4/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/25/1996

General Securities Representative Examination

Current Firm

ELE ADVISORY SERVICES, INC

ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC

CRD#: 148228 / SEC#: 801-117442

RIA

Registered Investment Advisory firm - (2/10/2020 Approved)

Alabama

Registered Investment Advisory firm - (2/21/2020 Terminated)

California

Registered Investment Advisory firm - (3/22/2020 Terminated)

Florida

Registered Investment Advisory firm - (2/21/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/27/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (3/2/2020 Terminated)

Michigan

Registered Investment Advisory firm - (2/24/2020 Terminated)

Mississippi

Registered Investment Advisory firm - (2/21/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (2/26/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/21/2020 Terminated)

Utah

Registered Investment Advisory firm - (2/24/2020 Terminated)

Virginia

Registered Investment Advisory firm - (2/21/2020 Terminated)

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Contact information

Main Address

18700 W. 10 Mile Road Suite 100, Southfield, MI 48075

Mailing Address

Phone number

(248) 356-6555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (4/6/2025)

Regulatory assets under management

Total Number of Accounts	1,401
AUM (Assets Under Management)	$ 125,500,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter C. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ELE WEALTH SOLUTIONS, INC.

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

MORGAN STANLEY DW INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

ELE ADVISORY SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/1996

Series 63

Date: 1/19/1996

SIE

Date: 4/5/2018

Series 31

Date: 6/4/1996

Series 7

Date: 1/25/1996

Current Firm

ELE ADVISORY SERVICES, INC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELE ADVISORY SERVICES, INC

TRUST BUT VERIFY

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