Lynn M. Schmidt
Professional summary
Lynn Marie Schmidt was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lynn is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Lynn had worked at 4 firms, which includes MERITUS FINANCIAL GROUP INC., MERITUS CAPITAL MANAGEMENT INC., BROOKSTONE SECURITIES INC., JAMES T. BORELLO & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2004 - February 17, 2015
MERITUS FINANCIAL GROUP, INC.
September 2, 1998 - December 31, 2014
MERITUS CAPITAL MANAGEMENT, INC.
May 2, 1997 - April 13, 2004
BROOKSTONE SECURITIES, INC.
June 7, 1996 - May 5, 1997
JAMES T. BORELLO & CO.
State Registrations and Notice Filings
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Exams
Current Firm
MERITUS FINANCIAL GROUP, INC.
CRD#: 128957 / SEC#: , 8-66187
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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