Andrew J. Odonnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew James Odonnell was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1996. Andrew had worked at 8 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2011 - May 21, 2012
BROAD STREET SECURITIES GROUP, LLC
April 13, 2009 - June 17, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
October 20, 2006 - July 16, 2007
GENESIS SECURITIES, LLC
October 15, 2004 - November 22, 2004
G.P. SECURITIES CORP.
September 21, 1999 - August 16, 2004
WEXFORD CLEARING SERVICES, LLC
November 25, 1997 - April 9, 1999
NEBRASKA HUDSON COMPANY, INC.
March 4, 1997 - September 29, 1997
MORGAN STANLEY DW INC.
February 12, 1996 - December 23, 1996
TASIN & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROAD STREET SECURITIES GROUP, LLC
CRD#: 153853 / SEC#: , 8-68583
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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