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Matthew J. Baltuch

CABOT LODGE SECURITIES
West Palm Beach, FL
CRD#: 2701758
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Matthew J BaltuchCABOT LODGE SECURITIES

Professional summary

Matthew J Baltuch, who also goes by Matt Baltuch, Matthew Jon Baltuch, Matthew Baltuch, is a registered financial professional currently at CABOT LODGE SECURITIES LLC located in West Palm Beach, Florida.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matt Baltuch | Matthew Jon Baltuch | Matthew Baltuch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew J Baltuch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2026 - Present

CABOT LODGE SECURITIES LLC

BD
CRD#: 159712
West Palm Beach, FL
Past

May 27, 2022 - June 29, 2026

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

BD
CRD#: 1254
CLEARWATER, FL
Past

May 7, 2018 - June 29, 2026

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RIA
CRD#: 283004
West Palm Beach, FL
Past

May 4, 2018 - May 27, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
WASHINGTON, DC
Past

June 1, 2009 - May 7, 2018

MORGAN STANLEY

RIA
CRD#: 149777
SHORT HILLS, NJ
Past

June 1, 2009 - May 7, 2018

MORGAN STANLEY

BD
CRD#: 149777
SHORT HILLS, NJ
Past

May 2, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SHORT HILLS, NJ
Past

May 2, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SHORT HILLS, NJ
Past

May 3, 2002 - May 22, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
FLORHAM PARK, NJ
Past

September 4, 2001 - May 22, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
FLORHAM PARK, NJ
Past

February 5, 1996 - October 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/18/2026)
RR
California
(6/18/2026)
RR
Colorado
(6/18/2026)
RR
Florida
(6/18/2026)
RR
Georgia
(6/18/2026)
RR
Illinois
(6/18/2026)
RR
Maryland
(6/18/2026)
RR
Massachusetts
(6/18/2026)
RR
Nevada
(6/18/2026)
RR
New Jersey
(6/18/2026)
RR
New York
(6/18/2026)
RR
North Carolina
(6/18/2026)
RR
Oregon
(6/18/2026)
RR
Pennsylvania
(6/18/2026)
RR
Rhode Island
(6/18/2026)
RR
South Carolina
(6/18/2026)
RR
Tennessee
(6/18/2026)
RR
Texas
(6/18/2026)
RR
Vermont
(6/22/2026)
RR
Virginia
(6/18/2026)
RR
Washington
(6/18/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/1/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/1/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/28/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/5/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 24
Date: 11/29/1996
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CL
CABOT LODGE SECURITIES LLC
CABOT LODGE SECURITIES LLC | WENTWORTH CAPITAL MARKETS | PRIME UNITED SECURITIES LLC

CRD#: 159712 / SEC#: , 8-69009

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173
Phone number
(212) 388-6200
Established
Delaware since 10/21/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PKS HOLDINGS LLCMEMBER
FEIGENBLATT, ELANA RACHELCOO4880188
GOULD, CRAIG MICHAELPRESIDENT/CEO2367293
LEIBOWITZ, ROGER FARRELLFINOP2536523
SMITH, STEPHEN JOSEPHOPTIONS PRINCIPAL1123669
WEBB, WILLIAM DUDLEY JRCHIEF COMPLIANCE OFFICER1256777

Disclosures

Regulatory Event2
Arbitration1

Red Flags

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Company Information

CABOT LODGE SECURITIES LLC

CRD#: 159712West Palm Beach, FL

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