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Glen L. Brangan

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CRD#: 2701682
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glen Lee Brangan, who also goes by Glen L Brangan, Lee Brangan, was a registered financial professional .

Glen is a previously registered financial professional and started their career in finance in 1996. Glen had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Glen L Brangan | Lee Brangan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 21, 2015 - December 31, 2018

PATUXENT FINANCIAL SERVICES, INC.

RIA
CRD#: 281427
LAUREL, MD
Past

September 18, 2014 - September 28, 2015

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
LAUREL, MD
Past

September 5, 2014 - September 28, 2015

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Laurel, MD
Past

April 8, 2013 - August 26, 2014

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
LAUREL, MD
Past

April 8, 2013 - August 26, 2014

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
LAUREL, MD
Past

January 2, 2013 - April 8, 2013

CADARET, GRANT & CO., INC.

RIA
CRD#: 10641
LAUREL, MD
Past

January 2, 2013 - April 8, 2013

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
LAUREL, MD
Past

September 1, 2011 - December 31, 2012

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
LAUREL, MD
Past

September 1, 2011 - December 31, 2012

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
LAUREL, MD
Past

July 1, 2002 - September 1, 2011

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
LAUREL, MD
Past

April 1, 2002 - September 1, 2011

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
LAUREL, MD
Past

December 20, 2001 - April 1, 2002

INTERVEST INTERNATIONAL EQUITIES CORPORATION

BD
CRD#: 20289
COLORADO SPRINGS, CO
Past

April 23, 2001 - December 20, 2001

RICHARD B. VANCE & COMPANY

BD
CRD#: 3656
JOLIET, IL
Past

January 13, 1999 - April 24, 2001

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

September 13, 1996 - January 14, 1999

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

February 21, 1996 - August 20, 1996

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 8/27/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PF
PATUXENT FINANCIAL SERVICES, INC.
PATUXENT FINANCIAL SERVICES, INC.

CRD#: 281427 / SEC#:

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Contact information


Main Address
8651 Cherry Lane, Laurel, MD 20707
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PATUXENT FINANCIAL SERVICES, INC.

CRD#: 281427

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