Lynette M. Andrichuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynette Murphy Andrichuk, who also goes by Lynette M. Andrichuk, Lynette Ann Lafata, Lynette Murphy Lafata, Murphy Lafata, Lynette Ann Murphy, Lynette Lafata Murphy, was a registered financial professional .
Lynette is a previously registered financial professional and started their career in finance in 1996. Lynette had worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2009 - December 31, 2010
VOYA FINANCIAL ADVISORS, INC.
June 6, 2007 - December 31, 2016
VOYA FINANCIAL ADVISORS, INC.
June 12, 2006 - April 12, 2007
FIFTH THIRD SECURITIES, INC.
May 16, 2006 - April 12, 2007
FIFTH THIRD SECURITIES, INC.
October 28, 2004 - March 6, 2006
BB&T INVESTMENT SERVICES, INC.
September 13, 2004 - March 6, 2006
BB&T INVESTMENT SERVICES, INC.
August 2, 2001 - September 1, 2004
FISHER INVESTMENTS
June 11, 1999 - May 11, 2001
SOUTHTRUST SECURITIES, LLC
March 7, 1996 - January 20, 1998
BARNETT INVESTMENTS, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
