Pavel Shklyar
Professional summary
Pavel Shklyar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Pavel is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Pavel had worked at 8 firms, which includes J.P. MORGAN SECURITIES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, G-2 TRADINGLLC, ICAP/INVESTMENT SERVICES AND TRADING LLC, CITIGROUP GLOBAL MARKETS INC., CREDIT SUISSE SECURITIES (USA) LLC, BERNARD L. MADOFF INVESTMENT SECURITIES LLC, JOSEPHTHAL & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2015 - February 15, 2018
J.P. MORGAN SECURITIES LLC
January 16, 2015 - February 15, 2018
J.P. MORGAN SECURITIES LLC
September 17, 2012 - January 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 2012 - January 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2006 - June 6, 2008
G-2 TRADING,LLC
January 8, 2002 - November 13, 2002
ICAP/INVESTMENT SERVICES AND TRADING, LLC
March 21, 2000 - July 25, 2001
CITIGROUP GLOBAL MARKETS INC.
March 29, 1999 - March 16, 2000
CREDIT SUISSE SECURITIES (USA) LLC
November 6, 1998 - March 19, 1999
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
February 16, 1996 - October 20, 1998
JOSEPHTHAL & CO., INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/2/1999
Limited Representative-Equity Trader ExamCurrent Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
