Maria Y. Bristol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Yvette Bristol, who also goes by Maria Yvette Smith, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 1996. Maria had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2013 - June 27, 2017
COREBRIDGE CAPITAL SERVICES, INC.
October 4, 2012 - December 31, 2012
MML INVESTORS SERVICES, LLC
September 7, 2007 - September 4, 2012
FARMERS FINANCIAL SOLUTIONS, LLC
July 21, 2003 - March 15, 2007
NATIONWIDE SECURITIES, LLC
May 1, 2003 - June 20, 2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 31, 2000 - September 19, 2002
VOYA FINANCIAL PARTNERS, LLC
July 1, 1996 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 2, 1996 - July 1, 1996
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
