James S. Mcgough
Professional summary
James Stewart Mcgough, who also goes by Stew Mcgough, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.
James is registered as a RR (Registered Representative) and started their career in finance in 1996. James has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Stewart Mcgough's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2022 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011August 3, 2020 - January 3, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 26, 2017 - August 11, 2020
TOUCHSTONE SECURITIES, INC.
July 16, 2013 - November 2, 2016
COREBRIDGE CAPITAL SERVICES, INC.
April 13, 2011 - August 15, 2013
VALIC FINANCIAL ADVISORS, INC.
March 26, 2009 - January 5, 2011
SIGNATOR FINANCIAL SERVICES, INC.
May 17, 2007 - March 4, 2009
COREBRIDGE CAPITAL SERVICES, INC.
August 2, 2005 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
August 2, 2005 - April 27, 2007
JOHN HANCOCK DISTRIBUTORS LLC
March 16, 2005 - June 28, 2005
BOFA DISTRIBUTORS, INC.
February 10, 2005 - June 28, 2005
BOFA ADVISORS, LLC
August 19, 2004 - February 10, 2005
BACAP DISTRIBUTORS, LLC
January 7, 2004 - March 17, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 30, 2003 - March 17, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 6, 2003 - March 17, 2005
BACAP DISTRIBUTORS, LLC
August 26, 2002 - September 2, 2003
DIRECTED SERVICES LLC
April 14, 1998 - July 16, 2002
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
July 12, 1996 - February 17, 1998
BOWLES HOLLOWELL CONNER & CO.
February 13, 1996 - June 7, 1996
IDS LIFE INSURANCE COMPANY
February 13, 1996 - June 7, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2022)
Exams
FINRA
Current Firm
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Covington, KY 41011TRUST BUT VERIFY
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