Matthew J. Schleichkorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Jay Schleichkorn, who also goes by Mathew Jays Schleichkom, Matthew J Schleichkorn, Matthew Jay Schleichkorn, Matthew Jays Schleichkorn, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1996. Matthew had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2018 - February 28, 2023
EATON VANCE MANAGEMENT
November 16, 2018 - February 28, 2023
EATON VANCE DISTRIBUTORS, INC.
April 20, 2017 - November 5, 2018
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
April 20, 2017 - November 5, 2018
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
July 8, 2015 - January 3, 2017
ARISTOTLE CAPITAL MANAGEMENT, LLC
May 30, 2014 - December 31, 2016
IMST DISTRIBUTORS, LLC
June 27, 2008 - March 31, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 2007 - March 31, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2005 - October 18, 2007
VP DISTRIBUTORS LLC
July 8, 1997 - July 19, 2005
MORGAN STANLEY DW INC.
August 28, 1996 - July 19, 2005
MORGAN STANLEY DW INC.
February 2, 1996 - August 14, 1996
NATIONAL CLEARING CORP.
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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