Karl E. Donovan
Professional summary
Karl Eric Donovan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Karl is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Karl had worked at 4 firms, which includes H G I, HD BROUS & CO. INC., INVESTORS ASSOCIATES INC., KENSINGTON WELLS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1997 - June 20, 1997
H G I
February 24, 1997 - March 7, 1997
HD BROUS & CO., INC.
April 19, 1996 - May 21, 1996
INVESTORS ASSOCIATES, INC.
April 18, 1996 - May 9, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
H G I
CRD#: 14079 / SEC#: , 8-30233
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
