Scott R. Carpenter
Professional summary
Scott Richard Carpenter, who also goes by Scott R Carpenter, is a registered financial advisor currently at PRO:ACT CAPITAL MANAGEMENT located in Heath, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Scott has worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Richard Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2007 - Present
PRO:ACT CAPITAL MANAGEMENT
February 20, 2003 - March 14, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 28, 2002 - March 14, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 2, 2000 - March 21, 2002
UBS FINANCIAL SERVICES INC.
March 7, 1996 - May 19, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/26/2011)
Exams
Current Firm
PRO:ACT CAPITAL MANAGEMENT
CRD#: 143656 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 16,883,415 |
Red Flags
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