GP
Glenn R. Price
BROOKSTONE CAPITAL MANAGEMENT LLC
Brentwood, TN 37027
Some features on this profile are disabled
CRD#: 2701215
GP
Professional summary
Glenn Ray Price JR., who also goes by Glenn Ray Price Jr, Glenn Ray Price, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Brentwood, Tennessee.
Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Glenn has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glenn Ray Price Jr | Glenn Ray Price
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)KEYSTONE FINANCIAL GROUP; OWNER; START 9/2002. 7112 CROSSROADS BLVD., #102, BRENTWOOD, TN 37027. INSURANCE, SEMINARS AND CLIENT REVIEWS. APPROX. 140 HRS/MO/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Ray Price JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2017 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 7112 Crossroads Blvd Suite 101, Brentwood, TN 37027RIA
CRD#: 141413
Brentwood, TN
Past
January 4, 2013 - November 13, 2017
FIRST ADVISORS NATIONAL, LLC
RIA
CRD#: 166212
BRENTWOOD, TN
Past
May 27, 2010 - May 12, 2011
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
BRENTWOOD, TN
Past
May 26, 2010 - May 12, 2011
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
BRENTWOOD, TN
Past
August 19, 2008 - May 27, 2010
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
MURFREESBORO, TN
Past
August 19, 2008 - May 27, 2010
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
MURFREESBORO, TN
Past
July 10, 2008 - August 11, 2008
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
MURFREESBORO, TN
Past
September 6, 2007 - August 11, 2008
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
NASHVILLE, TN
Past
September 5, 1997 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
August 16, 1996 - January 7, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(12/6/2017)
IAR
California(11/17/2017)
IAR
Tennessee(11/30/2017)
IAR
Texas(11/17/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
