Matthew S. Kimberley

DES MOINES INVESTMENTS

Urbandale, IA 50322

CRD#: 2701092

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Professional summary

Matthew Sean Kimberley, who also goes by Sean Kimberley, is a registered financial advisor currently at DES MOINES INVESTMENTS, LLC located in Urbandale, Iowa.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Kimberley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Sean Kimberley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2021 - Present

DES MOINES INVESTMENTS, LLC

Office #1: 2961 100th St Suite 3, Urbandale, IA 50322

RIA

CRD#: 146322

Urbandale, IA

Past

November 22, 2021 - December 31, 2023

DES MOINES WEALTH MANAGEMENT LLC

RIA

CRD#: 317687

URBANDALE, IA

Past

August 24, 2020 - November 4, 2021

DES MOINES INVESTMENTS, LLC

RIA

CRD#: 146322

Urbandale, IA

Past

March 9, 2015 - August 27, 2020

OSAIC WEALTH, INC.

CRD#: 23131

URBANDALE, IA

Past

March 26, 2002 - May 12, 2015

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

URBANDALE, IA

Past

April 1, 1999 - April 9, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WEST DES MOINES, IA

Past

January 30, 1996 - April 9, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 30, 1996 - April 9, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DES MOINES INVESTMENTS, LLC

DES MOINES INVESTMENTS, LLC | FORT DES MOINES FINANCIAL SERVICES, INC. | FDM FINANCIAL ADVISORY

CRD#: 146322 / SEC#: 801-122812

RIA

Registered Investment Advisory firm - (3/3/2022 Approved)

Iowa

Registered Investment Advisory firm - (4/13/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/22/2026)

IAR

Florida
(4/15/2026)

IAR

Iowa
(12/17/2021)

IAR

Missouri
(11/9/2022)

IAR

Texas
(11/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/1996

General Securities Representative Examination

Current Firm

DES MOINES INVESTMENTS, LLC

DES MOINES INVESTMENTS, LLC | FORT DES MOINES FINANCIAL SERVICES, INC. | FDM FINANCIAL ADVISORY

CRD#: 146322 / SEC#: 801-122812

RIA

Registered Investment Advisory firm - (3/3/2022 Approved)

Iowa

Registered Investment Advisory firm - (4/13/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

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Contact information

Main Address

2 East Army Post Rd Suite 2, Des Moines, IA 50315-5821

Mailing Address

Phone number

(515) 777-1149

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DSMI FORM ADV 2 JAN 2026 (2/19/2026)

Regulatory assets under management

Total Number of Accounts	1,497
AUM (Assets Under Management)	$ 246,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew S. Kimberley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Sean Kimberley's CRS (Customer Relationship Summary).

Certified licenses

Experience

DES MOINES WEALTH MANAGEMENT LLC

DES MOINES INVESTMENTS, LLC

OSAIC WEALTH, INC.

FIRST MIDWEST SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

DES MOINES INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2020

Series 63

Date: 1/19/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/29/1996

Current Firm

DES MOINES INVESTMENTS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DES MOINES INVESTMENTS, LLC

TRUST BUT VERIFY

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