MK
Matthew S. Kimberley
DES MOINES INVESTMENTS
Urbandale, IA 50322
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CRD#: 2701092
MK
Professional summary
Matthew Sean Kimberley, who also goes by Sean Kimberley, is a registered financial advisor currently at DES MOINES INVESTMENTS, LLC located in Urbandale, Iowa.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Kimberley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MATTHEW S KIMBERLEY POSITION: insurance agent NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2015 ADDRESS: 2961 100th Street, Suite #3, Urbandale IA 50322 DESCRIPTION: Sales of traditional insurance. 2) KIMBERLEY TAX PREPARATION POSITION: tax preparer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/2015 ADDRESS: 2961 100th Street, Suite #3, Urbandale IA 50322 DESCRIPTION: tax preparation services 3) SEAN KIMBERLEY POSITION: Softball Coach NATURE: Youth Softball. Coaching and individual instruction. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 3904 124th Street, Urbandale IA 50323, United States DESCRIPTION: I give private lessons to youth softball players, including pitching and hitting instruction.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Sean Kimberley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2021 - Present
DES MOINES INVESTMENTS, LLC
Office #1: 2961 100th St Suite 3, Urbandale, IA 50322RIA
CRD#: 146322
Urbandale, IA
Past
November 22, 2021 - December 31, 2023
DES MOINES WEALTH MANAGEMENT LLC
RIA
CRD#: 317687
URBANDALE, IA
Past
August 24, 2020 - November 4, 2021
DES MOINES INVESTMENTS, LLC
RIA
CRD#: 146322
Urbandale, IA
Past
March 9, 2015 - August 27, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
URBANDALE, IA
Past
March 26, 2002 - May 12, 2015
FIRST MIDWEST SECURITIES, INC.
BD
CRD#: 21786
URBANDALE, IA
Past
April 1, 1999 - April 9, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WEST DES MOINES, IA
Past
January 30, 1996 - April 9, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 30, 1996 - April 9, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DM
DES MOINES INVESTMENTS, LLC
DES MOINES INVESTMENTS, LLC | FORT DES MOINES FINANCIAL SERVICES, INC. | FDM FINANCIAL ADVISORY
CRD#: 146322 / SEC#: 801-122812
RIA
Registered Investment Advisory firm - (3/3/2022 Approved)Iowa
Registered Investment Advisory firm - (4/13/2022 Terminated)Texas
Registered Investment Advisory firm - (4/11/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(12/17/2021)
IAR
Missouri(11/9/2022)
IAR
Texas(11/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DM
DES MOINES INVESTMENTS, LLC
DES MOINES INVESTMENTS, LLC | FORT DES MOINES FINANCIAL SERVICES, INC. | FDM FINANCIAL ADVISORY
CRD#: 146322 / SEC#: 801-122812
RIA
Registered Investment Advisory firm - (3/3/2022 Approved)Iowa
Registered Investment Advisory firm - (4/13/2022 Terminated)Texas
Registered Investment Advisory firm - (4/11/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 East Army Post Rd Suite 2, Des Moines, IA 50315-5821
Mailing Address
Phone number
(515) 777-1149
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 750 |
| AUM (Assets Under Management) | $ 190,000,000 |
Red Flags
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Company Information
DES MOINES INVESTMENTS, LLC
CRD#: 146322Urbandale, IA 50322TRUST BUT VERIFY
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